• Streamlined Operational Support
• Comprehensive Back Office Administration
• Expert Consultation

Sophisticated investors need best-in-class systems and support for fund or portfolio operations.  Shoreline Trading Group’s turnkey Back Office Solutions provide comprehensive, streamlined operational and administrative support for professional money managers. 

From trade execution and trading floor access, to compliance, legal and accounting services, to office space and meeting facilities, we have everything you need to build your fund and take your portfolio to the next level.

Through our customizable Back Office Solutions program, you gain access to our dedicated team of experienced professionals that partner with you to implement a solid infrastructure for your fund, facilitate your administrative processes, and improve your operational management. Your success is our primary objective, so put our hedge fund services expertise and integrity to work for you.

“ I have used the turn key back office solutions for five years now. It takes care of all the issues that crop up administratively and allows me to focus on my clients. It has also allowed me to concentrate on what I need to: the market ”
~ David Ryan, Ryan Capital Management L.P.

Your Office

• Luxurious facilities
• Large trading desk
• Private office space
• Conference rooms
• Kitchen
• Copy center

Click Here for the Back Office Solution Facilities Virtual Tour

We provide real-time position and portfolio tracking through our full service accounting department.  We provide daily portfolio appraisals, month-end financial reports, audits and tax accounting solutions, along with customary services including:

• Daily account reconciliation
• Daily portfolio reports including re-priced appraisals at market close
• Monthly fund reporting
• Quarterly tax projections and custom capital schedules
• Year-end financial statements
• Compliance procedures
• Fund performance results compilation

Operations

Our operations team will work to make your business easier from the day you walk into our office. We will ease your administrative burden so that your business runs smoothly. When there is an issue with a trade, our professional team will resolve it. Trade breaks will never be a headache for you again.

Operational services include:

• Interface with NASD to licensed individuals

• Network with Reorganization department to facilitate corporate actions

• Execute and submit Forms 144, 144A, 144K

• Transmit and maintain money market accounts

• Cashier Capabilities: wires/journals/drafts/deposits

• Client Administration: opening new accounts/documentation

• Dividends: notify acceptance/rejection of cash, stock, reinvest

• Settlement of trade disputes/errors

• Excellent Customer Service

• Receipt of securities

Trading

Our staff of professional traders works to make sure you receive the best possible execution available. Each of our traders has years of industry experience and knows how to work trades to maximize profits. We have firmly developed relationships with floor brokers at the major exchanges. By utilizing numerous avenues of trade execution, you can rest assured that you will receive the best execution for your trades.

Some of the avenues we utilize include:

• Daily account appraisals
• Daily trade reports
• Use of floor brokers
• NASDAQ Level II
• Instinet
• Archipelago
• Redi
• Dot

Learn about how you can gain maximum flexibility with our trading solutions.

Legal and Compliance

Rely on our team of experts for compliance and legal oversight and consultative supervision for your regulatory obligations.  We assist with your filings, registrations and documentation so you can focus on investing.

• Regulatory filings with the SEC, DOC, and NFA, as applicable
• Full regulatory audit support
• Document review
• Compliance support
• Employment law compliance
• Registrations and licensing
• Subscription booklet review
• General consultation regarding compliance issues

Information Technology

Our IT professionals will assist you with hardware and software installations, systems configuration and services integration to reinforce the functionality of your back office technology.  We also offer complete website authoring solutions and online presence & marketing packages.

• Bloomberg

• ILX

• Instinet R&A

• Dow Jones News Service

• WONDA

• And others

Los Angeles

Santa Monica

New York