• Call Recording Disclosure

• Day Trading Risk Disclosure

• Margin Risk Disclosure Statement

• AML Disclosure

• Rule 606

• Business Continuity Plan

Important Information about Telephone Conversations

Telephone conversations made with/to Shoreline Trading Group, LLC may be recorded. Individuals communicating with Shoreline Trading Group, LLC understand that Broker or Clearing Firm may, in their sole discretion, digitally record conversations without further notice or disclosure and without the use of an automatic tone warning device. The Company does not assume responsibility to make or to retain such recordings.

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