SEC-Required Report on Routing of Customer Orders
Shoreline Trading Group LLC has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Shoreline Trading Group LLC has selected the execution venue on behalf of its customers.
For its equity and option transactions, the Firm is a fully-disclosed introducing Broker to J.P. Morgan Clearing Corp. and Penson Financial Services, Inc. The Firm receives a rebate on shares routed to certain venues when such shares add liquidity. The Firm provides no incentives for orders to be routed to any market center or ECN, non-directed or otherwise.
View current quarter report
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